Fall Line Securities

A new path to success™

You have achieved remarkable success with a loyal clientele of ultra-high net worth families. But the wealth management industry has changed and you may be thinking, “Is there a new path?” Your own independent hybrid wealth management business could be the answer.

The RIA Opportunity

Insights from FallLine CEO John Straus on a changing industry and a new path to success for elite Private Wealth Advisors and their clients.

The Breakaway King

Private Asset Management talks to John Straus, CEO of newly-launched FallLine Securities, about creating the only hybrid broker-dealer platform to exclusively serve advisors of ultra-high-net-worth individuals (UHNWIs).

Why FallLine?

FallLine provides everything Private Wealth Advisors need to launch and build their own independent hybrid Registered Investment Adviser firm. FallLine’s exclusive wealth management platform is designed from the point of view of the ultra-high net worth client. FallLine provides a superior, differentiated client experience coupled with an unequalled professional opportunity for Private Wealth Advisors. 

Leadership Team

John A. Straus CHAIRMAN AND CHIEF EXECUTIVE OFFICER Peter E. Ruhlin PRESIDENT Paul G. Bigler II CHIEF OPERATING OFFICER Shawn McCormick HEAD OF INVESTMENTS AND CAPITAL MARKETS Michael R. Gault Head of Client Services David J. Schnier Chief Legal Officer

Are you ready to chart your own course?


Broker-Dealer Executives “Shocked, Shocked” Over DOL Bonus Decision

Big brokerage firms rushed to rescind recruiting offers late Thursday evening and Friday after learning that the Department of Labor considers deferred-payment bonus agreements a violation of its new conflict-of-interest rules.

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Wealth Management is Evolving

Fox Business News Anchor, Trish Regan, discusses the evolving wealth management industry with John Straus, Chairman & CEO of FallLine Securities, and talks about the reason why many big firms are now beginning to adopt the service. (Registration Required)

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More News Stories


The Economics of Independence

Independent advisors now have the ability to service clients in a more customized and personalized manner enabling them to grow their business in a way not possible in the wirehouse environment, thereby earning greater annual compensation, as well as building greater long-term enterprise value in their own firm.

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